Start-Up Solutions

Initial Needs Assessment, Set-up Your Compliance Department

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Start-Up Solutions

  • Current position and strategy evaluation. Consideration will be given to the current legal Compliance issues.
  • A working Compliance Action Plan is established to reduce overall regulatory exposure. 
  • The internal Compliance Department will be set up using the Compliance Startup Checklist and the ongoing checklist.
  • Distributor infraction monitoring, enforcement & documentation
  • Review of legal documentation such as the Policies and Procedure and other required legal documents.
  • Policies at a Glance will be developed based on the current or proposed Marketing Policies.  
  • Plan will be customized, developed, and implemented with coordination from the legal team.

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